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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Vivendi North America Company ("VNAC")
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(Last) (First) (Middle)
60 East 42nd Street, 36th Floor
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(Street)
New York, NY 10165
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Philidelphia Suburban Corp. (PSC)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
May 2002
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [X] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[_] Form filed by one Reporting Person
[X] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock, par value
$0.50 per share("PSC Shares") 5/10/02 S 73,300 D $24.0554 D
5/13/02 S 100,000 D $22.6007 D
5/14/02 S 50,000 D $22.0322 D
5/15/02 S 72,900 D $22.0003 D
5/17/02 S 2,360 D $22.0000 D
5/20/02 S 50,000 D $22.2516 D
5/21/02 S 4,100 D $22.1156 D
5/23/02 S 50,000 D $22.0000 D
5/24/02 S 11,600 D $22.0000 761,655 D
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FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Explanation of Responses: See attached Exhibit to Form 4, which is hereby
incorporated herein by reference.
Exhibit to Form 4
Name and Address of Additional Reporting Persons:
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Vivendi Universal, S.A. ("Vivendi Universal") with the following address:
42, avenue de Friedland
75380 Paris, Cedex 08
France
Vivendi Environnement ("Environnement") with the following address:
36-38 avenue Kleber
75116 Paris
France
Explanation of Responses:
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During the month of May 2002, Vivendi Universal did not effect any transactions
subject to Section 16 of the U.S. Securities Exchange Act of 1934, as amended
(the "Exchange Act"). As of May 31, 2002, Vivendi Universal had indirect
beneficial ownership of the 11,095,876 PSC Shares then directly owned by its
indirect subsidiaries VNAC and Vivendi Water S.A.
During the month of May 2002, Environnement did not effect any transactions
subject to Section 16 of the U.S. Securities Exchange Act of 1934, as amended
(the "Exchange Act"). As of May 31, 2002, Environnement had indirect beneficial
ownership of the 11,095,876 PSC Shares then directly owned by its wholly owned
subsidiaries VNAC and Vivendi Water S.A.
Signature Page
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VIVENDI UNIVERSAL S.A.
By: /s/ Stephen P. Stanczak
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Name: Stephen P. Stanczak
Attorney-in-Fact*
VIVENDI NORTH AMERICA COMPANY
By: /s/ Stephen P. Stanczak
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Name: Stephen P. Stanczak
Attorney-in-Fact*
VIVENDI ENVIRONNEMENT
By: /s/ Jerome Contamine
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Name: Jerome Contamine
Chief Financial Officer
* See the Special Powers of Attorney filed as exhibits to
Amendment No. 20 to Schedule 13D filed by Vivendi Universal, VNAC,
Vivendi Water S.A. and Compagnie Generale des Eaux with the U.S.
Securities and Exchange Commission on August 1, 2000, which are
incorporated herein by reference.
