SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 19)/1/ PHILADELPHIA SUBURBAN CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.50 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 718009-6-08 ----------- (CUSIP Number) Roger H. Kimmel, Esq. Stephen P. Stanczak, Esq. Latham & Watkins c/o United States Filter Corporation 885 Third Avenue 40-004 Cook Street New York, New York 10022 Palm Desert, CA 92211 (212) 906-1200 (760) 341-8126 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 29, 2000 ---------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 19 Pages) - --------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 718009-6-08 13D Page 2 of 19 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vivendi S.A. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER ------------------------------------------------------- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 7,366,488 ------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 7,366,488 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,366,488 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 18.0% (based upon 40,997,701 shares outstanding as of March 1, 2000 according to Philadelphia Suburban Corporation's Annual Report on Form 10-K for the Year Ended December 31, 1999) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 718009-6-08 13D Page 3 of 19 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vivendi North America Company (formerly Anjou International Company) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ------------------------------------------------------- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 752,586 ------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 752,586 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 752,586 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 1.8% (based upon 40,997,701 shares outstanding as of March 1, 2000 according to Philadelphia Suburban Corporation's Annual Report on Form 10-K for the Year Ended December 31, 1999) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 718009-6-08 13D Page 4 of 19 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vivendi Water S.A. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ------------------------------------------------------- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 6,613,902 ------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,613,902 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,613,902 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 16.1% (based upon 40,997,701 shares outstanding as of March 1, 2000 according to Philadelphia Suburban Corporation's Annual Report on Form 10-K for the Year Ended December 31, 1999) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 718009-6-08 13D Page 5 of 19 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Compagnie Generale Des Eaux - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ------------------------------------------------------- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED 342,000 ------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 342,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 342,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 0.8% (based upon 40,997,701 shares outstanding as of March 1, 2000 according to Philadelphia Suburban Corporation's Annual Report on Form 10-K for the Year Ended December 31, 1999) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN (limited partnership) - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 718009-6-08 13D Page 6 of 19 This Amendment No. 19, which amends the Statement on Schedule 13D, dated September 7, 1983, as amended and restated in its entirety by Amendment No. 17, of Vivendi S.A. (formerly Compagnie Generale des Eaux), and its subsidiary Vivendi North America Company (formerly Anjou International Company), and as amended by Amendment No. 18, is filed to add Vivendi's indirect subsidiary, Vivendi Water S.A., as a filing person and reflect information required pursuant to Rule 13d-2 of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, relating to the shares of Common Stock, par value $.50 per share, of Philadelphia Suburban Corporation, a Pennsylvania corporation (the "Issuer"). Item 1. Security and Issuer. The Issuer's principal executive offices are located at 762 Lancaster Avenue, Bryn Mawr, Pennsylvania 19010. This statement relates to the shares of common stock, par value $.50 per share, of the Issuer (the "Shares"). Item 2. Identity and Background. (a) This statement is filed by Vivendi S.A., a French corporation ("Vivendi"), its wholly owned subsidiary Vivendi North America Company ("VNAC," formerly Anjou International Company), its indirect wholly owned subsidiary Vivendi Water S.A. ("Water") and Water's wholly owned subsidiary Compagnie Generale Des Eaux ("CGE" and, together with Vivendi, VNAC and Water, the "Filing Persons"). Water is a wholly owned subsidiary of Vivendi Environment S.A., a French corporation ("Environment"), a wholly owned subsidiary of Vivendi. (b) The business address of Vivendi and Environment is 42 Avenue de Friedland, 75380 Paris, Cedex 08, France. The business address of VNAC is c/o Vivendi North America Management Services, Inc., 800 Third Avenue, New York, New York 10022. The business address of Water and CGE is 52 Rue d'Anjou 75008, Paris, France. (c) Vivendi and its subsidiaries are involved in two major sectors: utilities (water, transport, waste management and energy) and communications (telecommunications, publishing, multimedia and audiovisual). VNAC is a holding company for certain of Vivendi's interests in the United States. Water is a wholly owned subsidiary of Environment and an indirect wholly owned subsidiary of Vivendi, dedicated to and engaged in water and wastewater management and activities. Environment, a wholly owned subsidiary of Vivendi, provides environmental services worldwide, including water and wastewater treatment, waste management, energy services and facilities management, and transportation systems management. CGE is a wholly owned subsidiary of Water dedicated to and engaged in water and wastewater management and activities. The names, residence or business addresses and present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted, of the executive officers and directors of Vivendi and VNAC and the executive officers and members of the supervisory board of Water and CGE are set forth in Schedule 1 hereto and incorporated herein by reference. CUSIP No. 718009-6-08 13D Page 7 of 19 (d) During the last five years, neither Vivendi nor, to the best of Vivendi's knowledge, any of the directors or executive officers of Vivendi have been convicted in criminal proceedings (excluding traffic violations or similar misdemeanors). During the last five years, neither VNAC nor, to the best of VNAC's knowledge, any of the directors or executive officers of VNAC have been convicted in criminal proceedings (excluding traffic violations or similar misdemeanors). During the last five years, neither Environment nor, to the best of Environment's knowledge, any of the supervisory board members or executive officers of Environment have been convicted in criminal proceedings (excluding traffic violations or similar misdemeanors). During the last five years, neither Water nor, to the best of Water's knowledge, any of the supervisory board members or executive officers of Water have been convicted in criminal proceedings (excluding traffic violations or similar misdemeanors). During the last five years, neither CGE nor, to the best of CGE's knowledge, any of the supervisory board members or executive officers of CGE have been convicted in criminal proceedings (excluding traffic violations or similar misdemeanors). (e) During the last five years, neither Vivendi nor, to the best of Vivendi's knowledge, any of the directors or executive officers of Vivendi was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. During the last five years, neither VNAC nor, to the best of VNAC's knowledge, any of the directors or executive officers of VNAC was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. During the last five years, neither Environment nor, to the best of Environment's knowledge, any of the supervisory board members or executive officers of Environment was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. During the last five years, neither Water nor, to the best of Water's knowledge, any of the supervisory board members or executive officers of Water was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. During the last five years, neither CGE nor, to the best of CGE's knowledge, any of the supervisory board members or executive officers of CGE was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. CUSIP No. 718009-6-08 13D Page 8 of 19 (f) The citizenship of the executive officers and the directors or supervisory board members, as applicable, of Vivendi, VNAC, Water and CGE is set forth in Schedule 1 hereto and incorporated herein by reference. Item 3. Source and Amount of Funds or Other Consideration. The source of the funds used to finance the purchases of Shares reported by this Amendment No. 19 was working capital of Water. The total amount of such funds was approximately $7,868,006, exclusive of brokerage commissions. Vivendi transferred the 5,823,502 Shares previously owned directly by it to Water as a contribution to capital. Item 4. Purpose of Transaction. The Shares owned by the Filing Persons were acquired, and are being held, as an investment. Except as described in clause (c) below, none of the Filing Persons has any present plans or proposals which may be related to or would result in: (a) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (b) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (c) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board. However, Vivendi intends to request that the Issuer nominate an executive of Vivendi or one of its affiliates to fill the board seat traditionally held by an executive of Vivendi (or one of its affiliates) which was held by Claudio Elia until his death; (d) Any material change in the present capitalization or dividend policy of the issuer; (e) Any other material change in the Issuer's business or corporate structure; (f) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (g) A class of securities of the Issuer being delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (h) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (i) Any action similar to any of those enumerated above. Vivendi presently intends to review its investment position in the Issuer periodically and, depending on such review, market conditions and share prices, the Issuer's business, prospects and future developments and applicable legal requirements, Vivendi may seek to acquire (either directly or through a subsidiary, including VNAC, Water and CGE) additional Shares from time to time in the open market or in negotiated transactions or both as would result in Vivendi and its subsidiaries holding up to 19.99% of the outstanding Shares or may sell its Shares. Vivendi has advised the Issuer that any additional purchases of Shares will be solely for investment purposes. CUSIP No. 718009-6-08 13D Page 9 of 19 Item 5. Interest in Securities of the Issuer. (a) As of April 12, 2000, Vivendi was the beneficial owner of 7,366,488 Shares constituting approximately 18.0% of the outstanding Shares (based upon 40,997,701 Shares outstanding as of March 1, 2000 according to the Issuer's Annual Report on Form 10-K for the year ended December 31, 1999). To the best knowledge of Vivendi, no director or executive officer owns or has any right to acquire, directly or indirectly, any Shares. As of April 12, 2000, VNAC was the beneficial owner of 752,586 Shares, constituting approximately 1.8% of the outstanding Shares based upon 40,997,701 Shares outstanding). Except as set forth on Schedule 1 hereto, and incorporated herein by reference, to the best knowledge of VNAC, no director or executive officer owns or has any right to acquire, directly or indirectly, any Shares. As of April 12, 2000, Environment was the beneficial owner of the 6,613,902 Shares beneficially owned by Water, constituting approximately 16.1% of the outstanding Shares (based upon 40,997,701 Shares outstanding). As of April 12, 2000, Water was the beneficial owner of 6,613,902 Shares, consisting of 6,271,902 Shares owned directly and 342,000 Shares owned by its subsidiary CGE, constituting approximately 16.1% of the outstanding Shares (based upon 40,997,701 Shares outstanding). As of April 12, 2000, CGE was the beneficial owner of 342,000 Shares, constituting approximately 0.8% of the outstanding Shares (based upon 40,997,701 Shares outstanding). (b) Vivendi has the shared power to vote or direct the disposition of 7,366,488 Shares. VNAC, Environment, Water and CGE have the shared power to vote or direct the disposition of 752,586 Shares, 6,613,902 Shares, 6,613,902 Shares and 342,000 Shares, respectively. (c) Neither Vivendi nor, to the best of Vivendi's knowledge, any executive officer or director of Vivendi: (a) owns, or has any right to acquire, directly or indirectly, any Shares or (b) has, in the past sixty (60) days, effected any transactions in the Shares. Except as set forth on Schedule 1 hereto and incorporated herein by reference, neither VNAC nor, to the best of VNAC's knowledge, any executive officer or director of VNAC: (a) owns, or has any right to acquire, directly or indirectly, any Shares or (b) has, in the past sixty (60) days, effected any transactions in the Shares. Neither Water nor, to the best of Water's knowledge, any executive officer or director of Water: (a) owns, or has any right to acquire, directly or indirectly, any Shares or (b) has, in the past sixty (60) days, effected any transactions in the Shares. Neither CGE nor, to the best of CGE's knowledge, any executive officer or director of CGE: (a) owns, or has any right to acquire, directly or indirectly, any Shares or (b) has, in the past sixty (60) days, effected any transactions in the Shares. Except for the purchases set forth on Schedule 2 hereto and incorporated herein by reference, neither Water nor, to the best of Water's knowledge, any executive officer or supervisory board member of Water (a) owns, or has any right to acquire, directly or indirectly, any Shares or (b) has, in the past sixty (60) days, effected any transactions in the Shares. (d) Not applicable. (e) Not applicable. CUSIP No. 718009-6-08 13D Page 10 of 19 Item 6. Contracts, Arrangements, Understandings, or Relationships with Respect to Securities of the Issuer. None of the Filing Persons nor, to the best of the Filing Persons' knowledge, any person named in Item 2 hereof, has any contract, arrangement, understanding, or relationship (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited to any contract, arrangement, understanding, or relationship concerning the transfer or the voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. 1. Joint Filing Agreement. CUSIP No. 718009-6-08 13D Page 11 of 19 Schedule 1 Directors and Executive Officers of Vivendi
Present Principal Occupation or Employment, Including the Name (principal business) and Address (if different than Name and Business Address) of Position with Vivendi Business Address Citizenship Employer - ---------------------------------------------------------------------------------------------------------------------------- I. Directors - ---------------------------------------------------------------------------------------------------------------------------- Chairman of the Board Jean-Marie Messier French Chairman of the Board and and Chief Executive c/o Vivendi Chief Executive Officer of Officer 42 Avenue de Friedland Vivendi, Cegetel and 75380 Paris, Cedex 08, France Vivendi Environment ---------------------------------------------------------------------------------------------------------------------------- Vice Chairman and Jean-Louis Beffa French Chairman and Chief Director c/o Compagnie Saint Gobain les Miroirs Executive Officer of 18, Avenue d'Alsace Compagnie de Saint-Gobain 92400 Courbevoie, France - ---------------------------------------------------------------------------------------------------------------------------- Director Bernard Arnault French Chairman and Chief LVMH Executive Officer of Louis 30, avenue Hoche Vuitton Moet Hennessy, 75008 Paris Christian Dior, Groupe France Arnault S.A. and Compagnie Financiere du Nord - ---------------------------------------------------------------------------------------------------------------------------- Director Jean-Marc Espalioux French Chairman and CEO of Accor; Accor Director of Fiat France 2, rue de la Mare Neuve and Europcar International. 91021 Evry Cedex France - ---------------------------------------------------------------------------------------------------------------------------- Director Philippe Foriel-Destezet French Chairman and Chief Nescofin Executive Officer of 43 Rutlandgate Adecco, Alcila, Ecco, Idem S.W. 71 ED London France and Nescofin UK England Limited - ---------------------------------------------------------------------------------------------------------------------------- Director Jacques Friedmann French Chairman of the AXA Supervisory Board of AXA 9, Place Vendome 75001 Paris France - ---------------------------------------------------------------------------------------------------------------------------- Director Esther Koplowitz Spanish Vice Chairman of the Board F.C.C.-Madrid-Spain of Directors of FCC Plaza Pablo Ruiz Picasso 28020 Madrid Spain - ---------------------------------------------------------------------------------------------------------------------------- CUSIP No. 718009-6-08 13D Page 12 of 19
Present Principal Occupation or Employment, Including the Name (principal business) and Address (if different than Name and Business Address) of Position with Vivendi Business Address Citizenship Employer - ---------------------------------------------------------------------------------------------------------------------------- Director Henri Lachmann French Chairman and CEO of Schneider S.A. Schneider S.A. and 64/70 avenue Jean-Baptiste Clement Schneider Electric S.A. 92646 Boulogne Billancourt France - ---------------------------------------------------------------------------------------------------------------------------- Director Eric Licoys French Chairman and CEO of Havas Havas and General Manager of 31, rue du Colisee Vivendi. 75008 Paris, France - ---------------------------------------------------------------------------------------------------------------------------- Director Thomas Middelhoff German Chairman and CEO of Bertelsmann AG Bertelsmann Carl-Bertelsmann-Strabe 270 D-33311 Gutersloh Germany - ---------------------------------------------------------------------------------------------------------------------------- Director Simon Murray British Chairman, Simon Murray & Simon Murray and Associates (U.K.) Ltd. Company Princes House 38 Jermyn Street England - ---------------------------------------------------------------------------------------------------------------------------- Director Serge Tchuruk French Chairman and Chief Alcatel Executive Officer of 64, fue de la Boetie Alcatel and Chairman of 75008 Paris, France Alcatel USA Corp. - ---------------------------------------------------------------------------------------------------------------------------- Director Rene Thomas French Honorary Chairman and c/o Banexi Director of Banque 16 Blvd. des Italiens Nationale de Paris and 75009 Paris, France Vice Chairman of the Supervisory Board of Banque pour l'Expansion Industrielle - BANEXI - ---------------------------------------------------------------------------------------------------------------------------- Director Marc Vienot French Chairman of Paris-Europlace Paris Europlace 39, rue Cambon 75039 Paris, Cedex ler France - ---------------------------------------------------------------------------------------------------------------------------- CUSIP No. 718009-6-08 13D Page 13 of 19
Present Principal Name and Business Address Occupation or Employment, Except as otherwise indicated, the Including the Name Business Address of each person is (principal business) and c/o Vivendi Address (if different than 42 Avenue de Friedland Business Address) of Position with Vivendi 75384, Paris, Cedex 08, France Citizenship Employer - ------------------------------------------------------------------------------------------------------------------------------ II. Executive Officers (other than those who are also Directors) - ------------------------------------------------------------------------------------------------------------------------------ Senior Executive Vice Henri Proglio French Chairman of the Board and President, Vivendi Chief Executive Officer Environment of CGEA, President and Chief Executive Officer of Vivendi Environment, Vivendi Water and Campagnie Generale des Eaux - ------------------------------------------------------------------------------------------------------------------------------ Senior Executive Vice Philippe Germond French President, Vivendi Communications - ------------------------------------------------------------------------------------------------------------------------------ Executive Vice Jean-Francois Colin French President, Human Resources - ------------------------------------------------------------------------------------------------------------------------------ Chief Financial Officer Guillaume Hannezo French - ------------------------------------------------------------------------------------------------------------------------------ Company Secretary Jean-Francois Dubos French - ------------------------------------------------------------------------------------------------------------------------------ Corporate Communication Christine Delavennat French - ------------------------------------------------------------------------------------------------------------------------------ International Affairs Thierry de Beauce French - ------------------------------------------------------------------------------------------------------------------------------ Strategy and Business Agnes Audier French Development - ------------------------------------------------------------------------------------------------------------------------------ Ethical Standards Sylvie d'Arvisenet French - ------------------------------------------------------------------------------------------------------------------------------ Deputy Chief Executive Daniel Caille French Officer - ------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 718009-6-08 13D Page 14 of 19 - ------------------------- /2/ Michel Avenas is the beneficial owner of 2,543 Shares.
Name and Business Address Present Principal Except as otherwise indicated, the Occupation or Employment, Business Address of each person is Including the Name c/o Vivendi North America Management (principal business) and Services, Inc. Address (if different than Position with Vivendi 800 Third Avenue, Business Address) of North America Company New York, NY 10022 Citizenship Employer - ------------------------------------------------------------------------------------------------------------------------------ I. Directors - ------------------------------------------------------------------------------------------------------------------------------ President and Director Michel Avenas/2/ French - ------------------------------------------------------------------------------------------------------------------------------ II. Executive Officers (other than those who are also Directors) - ------------------------------------------------------------------------------------------------------------------------------ Vice President and Christian G. Farman USA Chief Financial Officer - ------------------------------------------------------------------------------------------------------------------------------ Vice President and Neil Lawrence Lane USA General Counsel - ------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 718009-6-08 13D Page 15 of 19 Members of the Supervisory Board and Executive Officers of Vivendi Water S.A. Name and Present Principal Occupation Business Address or Employment, Including the Except as otherwise indicated, the Name (principal business) Business Address of each person is and Address (if different Position with Vivendi c/o Vivendi Water S.A. than Business Address) of Water, S.A. 52 Rue d'Anjou Employer 75008 Paris, France Citizenship
- ------------------------------------------------------------------------------------------------------------------------------ I. Members of the Supervisory Board - ------------------------------------------------------------------------------------------------------------------------------ Chairman Richard J. Heckmann USA c/o Vivendi 42 Avenue de Friedland 75380 Paris, Cedex 08, France - ------------------------------------------------------------------------------------------------------------------------------ Member, President and Henri Proglio French Chairman of the Board and Chief Executive Officer c/o Vivendi Chief Executive Officer of 42 Avenue de Friedland CGEA, President and Chief 75380 Paris, Cedex 08, France Executive Officer of Vivendi Environment, Vivendi Water and Compagnie Generale des Eaux - ------------------------------------------------------------------------------------------------------------------------------ Member Pierre Henri Galan French c/o Vivendi 42 Avenue de Friedland 75380 Paris, Cedex 08, France - ------------------------------------------------------------------------------------------------------------------------------ II. Executive Officers (other than those who are also Members of the Supervisory Board) - ------------------------------------------------------------------------------------------------------------------------------ Chief Financial Officer Olivier Grunberg French Deputy General Manager of Compagnie Generale des Eaux - ------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 718009-6-08 13D Page 16 of 19 Members of the Supervisory Board and Executive Officers of Compagnie Generale des Eaux Name and Present Principal Occupation Business Address or Employment, Including the Except as otherwise indicated, the Name (principal business) Business Address of each person is and Address (if different Position with Compagnie c/o Compagnie Generale Des Eaux than Business Address) of Generale des Eaux 52 Rue d'Anjou Employer 75008 Paris, France Citizenship
- ------------------------------------------------------------------------------------------------------------------------------ I. Members of the Supervisory Board - ------------------------------------------------------------------------------------------------------------------------------ Member Jean-Marie Messier French Chairman of the Board and c/o Vivendi Chief Executive Officer of 42 Avenue de Friedland Vivendi, Cegetel and Vivendi 75380 Paris, Cedex 08, France Environment - ------------------------------------------------------------------------------------------------------------------------------ Member Guillaume Hannezo French Chief Financial Officer, c/o Vivendi Vivendi 42 Avenue de Friedland 75380 Paris, Cedex 08, France - ------------------------------------------------------------------------------------------------------------------------------ Member Antoine Zacharias French Chief Executive Officer, SGE c/o Vivendi (Vivendi Construction and 42 Avenue de Friedland Property Subsidiary) 75380 Paris, Cedex 08, France - ------------------------------------------------------------------------------------------------------------------------------ Member (represented by Edrif S.A. French S.A. A public limited company Mr. Serge Michel) 5, rue Tronson du Coudray whose business is the study, 75008 Paris, France design and operation of projects in the fields of finance, industry, trade, housing or agriculture - ------------------------------------------------------------------------------------------------------------------------------ II. Executive Officers (other than those who are also Members of the Supervisory Board) - ------------------------------------------------------------------------------------------------------------------------------ President and Chief Henri Proglio French Chairman of the Board and Executive Officer c/o Vivendi Chief Executive Officer of 42 Avenue de Friedland CGEA, President and Chief 75380 Paris, Cedex 08, France Executive Officer of Vivendi Environment, Vivendi Water and Compagnie Generale des Eaux - ------------------------------------------------------------------------------------------------------------------------------ Chief Operating Officer Oliver Barbaroux French - ------------------------------------------------------------------------------------------------------------------------------ Deputy General Manager Gerard Mohr French - ------------------------------------------------------------------------------------------------------------------------------ Deputy General Manager Olivier Grunberg French - ------------------------------------------------------------------------------------------------------------------------------ General Secretary and Patrick Spilliaert French Secretary of the Supervisory Board - ------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 718009-6-08 13D Page 17 of 19 SCHEDULE 2 All of the Shares were acquired by Water in open market purchases on the New York Stock Exchange, except for the Shares acquired on March 14, 2000, which were acquired in a privately negotiated transaction.
Date Acquired No. of Shares Price Per Share - ------------------------------------- -------------------------------------- -------------------------------------- 3/2/00 4,400 18.4872 3/3/00 10,000 18,4706 3/6/00 5,000 18.4375 3/7/00 7,000 17.6482 3/8/00 13,500 17.2384 3/9/00 20,000 16.8016 3/10/00 18,000 16.9155 3/14/00 275,800 17,2431 3/20/00 5,000 18.8500 3/21/00 7,000 18.7813 3/22/00 6,500 17.9346 3/23/00 11,000 18.0284 3/24/00 6,500 18.4615 3/28/00 11,000 18.5284 3/29/00 20,000 18.2144 3/30/00 5,500 18.2193 3/31/00 9,000 18.9400 4/3/00 5,700 19.4890 4/4/00 7,000 19.7714 CUSIP No. 718009-6-08 13D Page 18 of 19 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. VIVENDI S.A. By /s/ Guillaume Hannezo ------------------------------------- Name: Guillaume Hannezo Title: Chief Financial Officer VIVENDI NORTH AMERICA COMPANY By /s/ Michel Avenas ------------------------------------- Name: Michel Avenas Title: President COMPAGNIE GENERALE DES EAUX By /s/ Henri Proglio ------------------------------------- Name: Henri Proglio Title: President and Chief Executive Officer VIVENDI WATER S.A. By /s/ Henri Proglio ------------------------------------- Name: Henri Proglio Title: President and Chief Executive Officer Dated: April 12, 2000 CUSIP No. 718009-6-08 13D Page 19 of 19 EXHIBIT 1 JOINT FILING AGREEMENT ---------------------- In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Filing Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $.50 per share (the "Shares"), of Philadelphia Suburban Corporation, a Pennsylvania corporation, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of the 12th day of April, 2000. VIVENDI S.A. By /s/ Guillaume Hannezo ------------------------------------- Name: Guillaume Hannezo Title: Chief Financial Officer VIVENDI NORTH AMERICA COMPANY By /s/ Michel Avenas ------------------------------------- Name: Michel Avenas Title: President COMPAGNIE GENERALE DES EAUX By /s/ Henri Proglio ------------------------------------- Name: Henri Proglio Title: President and Chief Executive Officer VIVENDI WATER S.A. By /s/ Henri Proglio ------------------------------------- Name: Henri Proglio Title: President and Chief Executive Officer